Regulatory, compliance and finance

Finance is subject to dense and constantly evolving regulatory standards, requiring specialized expertise to navigate compliance, risk, and regulatory challenges.

In this complex context, independent wealth managers, trustees, securities firms, banks, as well as company executives and end clients need a reliable legal partner to guide them. PBM Lawyers, with its in-depth knowledge of regulatory, compliance, and financial challenges, is determined to offer tailored solutions to its clients.

Our Expertise in Regulatory, Compliance and Finance 

We offer a comprehensive range of legal services covering the following key areas:

1. Outsourcing Compliance and Risk Functions: We help finance companies efficiently outsource their compliance and risk management functions, ensuring smooth operation and compliance with current regulations.
2. Regulatory, Compliance and Risk Consulting: We guide clients through the regulatory maze, including AML, LEFin, and LSFin, offering strategic advice to ensure compliance and minimize risks.
3. Contractual and M&A Consulting: From contract negotiations to conducting mergers and acquisitions transactions among independent managers, we provide complete legal expertise to guarantee operational success.
4. Sanctions and Embargoes Consulting: We assist clients in navigating the complexities of international sanctions and embargoes, ensuring compliance and minimizing associated risks.
5. Internal Training: We offer customized training programs to enhance internal teams’ awareness and competence in compliance and regulation.
6. Assistance in MROS Reporting: We guide our clients through the process of reporting to the Money Laundering Reporting Office (MROS), ensuring compliance and protecting our clients' interests.
7. Litigation: In cases of disputes or disagreements, we offer strong legal representation to defend the rights and interests of our clients.